Norwich City Council (202402008)
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Decision |
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Case ID |
202402008 |
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Decision type |
Investigation |
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Landlord |
Norwich City Council |
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Landlord type |
Local Authority / ALMO or TMO |
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Occupancy |
Leaseholder |
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Date |
31 October 2025 |
Background
- The resident lives in a 2 bedroomed ground floor flat. The landlord has said that it did not have any vulnerabilities for the resident recorded on its systems. When the resident raised her complaint, she told the landlord that her mental health was deteriorating.
What the complaint is about
- The complaint is about the landlord’s response to the resident’s concerns about:
- Delays to it starting major repair works to the block of flats she lives in.
- Repair issues and safety in the block of flats that she lives in.
- We have also assessed the landlord’s complaint handling.
Our decision (determination)
- There was maladministration in the landlord’s response to the resident’s concerns about delays to it starting major repair works to the block of flats she lives in.
- There was maladministration in the landlord’s response to the resident’s concerns about repair issues and safety in the block of flats that she lives in.
- There was maladministration in the landlord’s complaint handling.
We have made orders for the landlord to put things right.
Summary of reasons
Major repair works
- The landlord did not provide the resident with an explanation as to why its major repair works were delayed, or why its costs had increased. This caused the resident inconvenience.
Repair issues and safety
- The landlord did not follow its statutory obligations to complete its repairs within a reasonable timeframe. It did not consider the resident’s concerns that the issues were impacting on her vulnerabilities and its communication with her was poor which caused her inconvenience.
Complaint handling
- The landlord’s complaint handling was confused. Its responses did not consider all the issues that she had raised with it, and it failed to meet all of its timescales for acknowledging and/or responding to the resident’s complaint.
Putting things right
Where we find service failure, maladministration or severe maladministration we can make orders for the landlord to put things right. We have the discretion to make recommendations in all other cases within our jurisdiction.
Orders
Landlords must comply with our orders in the manner and timescales we specify. The landlord must provide documentary evidence of compliance with our orders by the due date set.
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Order |
What the landlord must do |
Due date |
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1 |
Apology order
The landlord must apologise in writing to the resident for the failures identified in this report. The landlord must ensure:
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No later than 28 November 2025 |
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2 |
Compensation order The landlord must pay the resident £650 made up as follows:
This must be paid directly to the resident by the due date. The landlord must provide documentary evidence of payment by the due date. |
No later than 28 November 2025 |
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3 |
Inspection order
The landlord must contact the resident to arrange an inspection. It must take all reasonable steps to ensure the inspection is completed by the due date. The inspection must be completed by someone suitably qualified to complete an inspection of the type needed.
What the inspection must achieve The landlord must ensure that the surveyor:
The survey report must set out:
The landlord must confirm whether the repair works will require a Section 20 consultation or not. |
No later than 28 November 2025 |
Recommendations
Our recommendations are not binding, and a landlord may decide not to follow them.
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Our recommendations |
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It is recommended that the landlord arranges complaint handling training for its staff to ensure that its complaint policy is followed. |
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It is recommended that the landlord considers providing training for its homeownership team using available leasehold best practice from published sources such as Tenant Participation Advisory Service (TPAS). |
Our investigation
The complaint procedure
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Date |
What happened |
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2 November 2023 |
The resident raised her complaint with the landlord. She said:
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16 November 2023 |
The landlord sent the resident a stage 1 response (for the purposes of this investigation this will be referred to as complaint A). It said:
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Referral to the Ombudsman |
The resident contacted this Service on 15 April 2024, as she was unhappy that the landlord had acted following her complaint. We advised her to ask the landlord to escalate her complaint, which she did. She said:
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24 May 2024 |
The landlord sent the resident a stage 1 response (for the purposes of this investigation this will be referred to as complaint B). It said:
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16 August 2024 |
The landlord sent the resident its stage 2 response to complaint B. It said:
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16 September 2024 |
The resident contacted this Service. She said:
We recommended that the resident raise a new complaint with her landlord about the issues that were not related to her previous complaint.
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What we found and why
The circumstances of this complaint are well known by the parties involved, so it is not necessary to detail everything that’s happened or comment on all the information we’ve reviewed. We’ve only included the key information that forms the basis of our decision of whether the landlord is responsible for maladministration.
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Complaint |
Handling of major repair works |
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Finding |
Maladministration |
- When a landlord expects repair works to cost more than £250 per leaseholder, it must conduct a 3-stage consultation process about the work under section 20 (S20) of the Landlord and Tenant Act 1985. Residents are allowed to make observations to the landlord at each stage of the process.
- For context purposes only, the landlord’s records show it began S20 consultation with the resident on 30 July 2019 when it told her it intended to complete major repair work to the roof at her block of flats.
- The landlord originally sent the resident its third S20 letter on 12 July 2023 when it told her it had awarded the contract for the repair works. There is no statutory time limit for completing S20 consultation. However, given the time that had passed and potential changes to costs etc. it would have been reasonable for it to have explained its position regarding the time it took to complete the process and whether it was still correct. It is not evident it did this.
- When the resident raised complaint A, she reported that her property was damp due to outstanding repairs to the blocks roof and there were outstanding repairs to the communal porch. As the landlord had told her it had concluded its S20 consultation, it would have been reasonable for her to expect it to act on her report. However, despite its stage 1 (A) response telling her it needed to investigate this further, there is no record that it contacted her as it had promised. This was not reasonable and inconvenienced the resident as she had to chase it for answers.
- Having not received a response from the landlord the resident raised complaint B with it. She told it that the “situation was dire” and the leaking roof and “dilapidated” porch was causing her distress. Although the landlord’s evidence shows it took steps to temporarily repair the porch, there is no record that it acted to investigate the issue with the roof that the resident had reported. This was not reasonable and is likely to have caused the resident confusion.
- The landlord’s stage 1 (B) response indicates that the repair to the porch would require a separate S20 consultation with leaseholders. The previous S20 scope of works did not either specifically include or exclude the porch, which would have caused confusion for the resident. Its previous S20, therefore, was a missed opportunity to set expectations, and could have potentially avoided the resident having to raise the porch issue separately at a later date.
- The landlord sent the resident a revised third stage S20 consultation letter on 25 June 2024. It told her that it needed to do this due to increased costs. Although there is no evidence that the resident made any observations about this to the landlord, it knew of her frustrations about it not beginning its major repair work. While it was appropriate to note the cost changes, there is no record that it communicated to her why it had not begun its major repairs soon after it had originally completed S20 consultation in July 2023. This was unreasonable.
- Neither of the landlord’s complaint B responses to the resident considered the issue of the roof leak. It had been 13 months since it first completed S20 consultation and it knew of the resident’s concerns about its delay in beginning its major repair works. However, there is no record that it gave her an update on progress of major repairs to the roof, or if it has now completed the repairs. This was unreasonable. Its failure to do this caused the resident further inconvenience, as she raised a further complaint with it on 16 September 2024 about the issue.
- The landlord’s complaint responses did not offer the resident a remedy for the issue she raised with it, nor did it tell her when it would begin its major repair works to the roof. As such, we have ordered the landlord to increase the compensation it offered the resident to recognise the continued distress and inconvenience after its stage 2 response. With consideration to all the circumstances and the failings identified in this report, we have ordered the landlord to apologise and pay the resident £200 compensation for her distress and inconvenience. This is in line with our remedies guidance and recognises the landlord’s failings had an adverse impact on the resident.
- We have also ordered the landlord to inspect the condition of the communal areas at the block of flats, provide the resident with a scope of works and advise her if any repair works it identifies will require further S20 consultation. We have also recommended that it considers providing its homeownership team with training using available leasehold best practice.
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Complaint |
Repairs and safety in the block of flats |
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Finding |
Maladministration |
- The landlord has not provided this Service with a copy of its repair’s policy. However, Section 11 of the Landlord and Tenant Act 1985 creates an implied term in tenancy agreements that a landlord must carry out certain repairs. This places a statutory obligation on the landlord to keep in repair the structure and exterior of the property. The law says that a landlord should repair a housing defect ‘within a reasonable amount of time’. This is not specific but depends on the circumstances and levels of urgency.
- The resident’s lease says the landlord has an obligation to keep in repair the structure and exterior of her building.
- The landlord’s records show that it had concerns about the communal door at the resident’s block of flats in June 2022, when it identified that it was “beyond economical repair.” Its evidence shows that it completed repairs to the communal porch door on 9 November, 27 November 2023, 8 February and 28 February 2024. It is unclear why it continued to repair the door, only to again conclude that the door was in a poor condition and it needed replacing. However, there is no record that it replaced the door which is a concern. This was not reasonable and a failure by it to follow its statutory obligation and its own findings. There is also no record that it ever explained its position to the resident, which was not reasonable.
- The landlord attended a repair to the communal door on the 17 April 2024. Its records show that it had concerns about fire safety and security at the block of flats. Although it attended the repair within a reasonable timeframe, its records show that it did not carry out any repair works, as it needed a supervisor to confirm if a replacement door was needed. There is no record that the landlord took any further action until it raised a temporary door repair on 23 May 2024. Its records show it completed its temporary door repair on 29 May 2024. However, this was 30 working days after the resident reported the issue. This was a failure by it to follow its statutory obligations, which was not reasonable given its own concerns about fire safety and security.
- When the resident raised complaint A, she said there was a lack of maintenance from the landlord to communal areas at her block of flats. It told her that it would contact her once it had investigated these issues further. However, there is no record that it did this. This was not reasonable and inconvenienced her as she had to chase it for answers.
- The resident contacted the landlord on 15 April 2024. She was unhappy that it had not acted after she had raised her complaint in November 2023 and said:
- The communal stairwell flooded when it rained, which had caused damp and mushrooms to form on the internal walls. She said that this was affecting a neighbour’s health.
- Rainwater was running down electrical cables.
- The communal porch door was damaged. Residents had been stuck in the building due to this and had wedged the door open, so it didn’t happen again.
- The resident told the landlord that the repair issues were causing her mental health to deteriorate. However, there is no record that it sought to obtain further information about this or offered her any support and assistance. This was not reasonable.
- When the resident contacted the landlord on 15 April 2024, she made it clear that part of her complaint included damp and mushroom’s growing in the communal stairwell along with water running down electrical cables. However, there is no record in the landlord’s evidence that it investigated the resident’s reports about these issues. This was not reasonable given the potential seriousness of the matters she raised and a failure by it to follow its statutory obligations.
- The resident would have expected the landlord to have acted to resolve the repair issues she reported. However, there is no record that it fully completed all of the repairs she reported. This was not reasonable and a failure by it to follow the terms of her lease. Its communication with her was poor, which is evident in its failure to inform her of its position on repairs to the communal door. These failures adversely affected the resident as she had to chase it for answers which is likely to have caused her distress and confusion.
- With consideration to the circumstances of the case, and with reference to the Ombudsman’s remedies guidance’s recommended range of compensation for failures that adversely affected the resident, we have ordered the landlord to apologise and pay her £250 compensation in recognition of the impact of its failings in its response to her concerns about repair issues and safety in the block of flats
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Complaint |
The handling of the complaint |
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Finding |
Maladministration |
- The landlord’s complaints policy says it will acknowledge a complaint within 5 working days at both stages. It will provide a stage 1 response within a further 10 working days and within 20 working days at stage 2. A request to escalate a complaint must be made within 15 working days from receipt of its stage 1 response.
- There is no record in the landlord’s evidence that it provided the resident acknowledgement of complaint A or B. This was a complaint handling failure.
- The landlord sent its stage 1 complaint (A) response to the resident within its published timeframe, which was reasonable. However, it did not advise her that she had 15 working days to escalate her complaint. Although its stage 2 (B) response apologised for this, it was still a complaint handling failure.
- When the resident contacted the landlord on 15 April 2024, the evidence shows she thought she was still able to escalate her complaint. There is no record that the landlord told her that it would deal with this as a new complaint. This was not reasonable and caused the resident confusion as she was expecting it to provide her with its stage 2 response. As it did not explain the reasons for the delay to the resident and the issues she raised still remained, it would have been reasonable for it to have considered using its discretion to have investigated her concerns at stage 2 of its complaints process.
- The landlord’s stage 1 complaint (A) response considered the closure of the car park that the resident raised. It provided her with an explanation for this and apologised for the inconvenience it caused her, which was reasonable. However, its evidence indicates there was a lack of ownership by it with the complaint. There is no record that it contacted her again as it agreed, to inform her of its investigation into the other issues she raised. This inconvenienced the resident and caused her to raise complaint B.
- The landlord’s stage 1 complaint (B) response was 18 working days over its published timeframe. It did not provide the resident an explanation or an apology for this delay. This was not reasonable and a complaint handling failure. It is unclear when the resident escalated complaint (B). However, after she contacted this Service, we gave the landlord a timeframe to provide its response to her, which it did. This was reasonable.
- The landlord’s stage 1 complaint (B) response was of a poor standard. We would not normally comment on typing errors, but in this case its response had several grammatical errors. For example, it says “to investigate and review your complaint I have, please accept my sincere apology.” This suggests it was rushed or there was a lack of care.
- Neither of the landlord’s complaint (B) responses or its stage 1 (A) response said if it had upheld the resident’s complaint or not. This was not compliant with the Ombudsman’s Complaint Handling Code (the Code) and a complaint handling failure.
- The landlord stage 1 (B) response only considered the repairs to the porch. It did not provide the resident with answers to the other repair issues that she had raised with it. This was a complaint handling failure that inconvenienced the resident.
- The landlord’s stage 2 (B) response said that it had noted general repair issues at her block of flats that would be part of future repair works. It also said it was monitoring the progress of its repair work at her block of flats. However, it did not provide her with a timeframe for its future repair works or explain what repairs it was monitoring. This was unreasonable. Its responses did not provide the resident with a remedy for the repair issues that she had raised. Had the landlord provided the resident with details of what action it would take, it may have been able to resolve them with her at an earlier stage. As it did not do this, it inconvenienced her and led to her raising a further complaint with it. This was a complaint handling failure.
- With consideration to the circumstances of the case, and with reference to the Ombudsman’s remedies guidance’s recommended range of compensation for failures that adversely affected the resident, we have ordered the landlord to apologise and pay her £150 compensation in recognition of the impact of its failings in its complaint handling. We have also recommended that it arranges complaint handling training for its staff.
Learning
Communication
- The landlord’s communication with the resident was lacking. There is no record that it:
- Contacted her outside of its complaint responses, to provide her with updates on the progress of the repairs she reported.
- Explained its delay in repairing the communal block door, or its reasons for only completing a temporary repair to it.